Written on March 27, 2011 at 7:17 am by Jason M. Kueser

What is Investment Fraud

Filed under Featured, Investment Fraud, Investor Education {no comments}


Also available at KansasCityLaw.tv

This video is provided for informational purposes only and nothing contained herein is or should be constituted as legal advice. If you have questions related to any legal topic, you should consult with an attorney and should not rely solely upon information provided via the internet. All content provided on this blog are subject to the Disclaimer at the bottom of the page.


Technorati : , , , , , ,
Del.icio.us : , , , , , ,
Zooomr : , , , , , ,
Flickr : , , , , , ,

Share

Subscribe / Share

Article by Jason M. Kueser

Jason M. Kueser has spent his legal career representing individuals, groups, and companies in litigation and arbitration. In addition, he has, and continues to represent clients in class action litigation. Jason is currently admitted to the Missouri Bar, the Kansas Bar, as well as the U.S. District Court for the Western District of Missouri, the U.S. District Court for the District of Kansas, and the Eighth Circuit Court of Appeals. In addition, he is a member of the American Bar Association, the Kansas City Metropolitan Bar Association, and PIABA (Private Investors Arbitration Bar Association). He currently serves on the editorial board of the PIABA Bar Journal. Jason has also written articles that have been published in law reviews, industry legal publications, and newspapers.
Jason M. Kueser tagged this post with: , , , , , , Read 26 articles by Jason M. Kueser

Comments are closed

Maintained by The Kueser Law Firm

The Kueser Law Firm | Securities Arbitration Attorney | Securities Arbitration Lawyer | Missouri Securities Arbitration Lawyer | Kansas Securities Arbitration Attorney

Social Media – Follow The Kueser Law Firm

DISCLAIMER

The choice of an attorney is an important one and should not be based solely upon advertisements such as this website. Past results afford no guarantee of future results. Every case is different and must be judged on its own merits.

*Any information submitted via this website may not be secure and/or confidential. Merely contacting this firm does not establish an attorney-client relationship.

Contact The Kueser Law Firm

Mailing Address:
P.O. Box 612
Lee's Summit, Missouri 64063
Phone: 816.374.5865
E-mail: Click Here
CONTACT FORM
Your Name (required)

Your Email (required)

Phone Number (optional)

Subject

Your Message:

To eliminate spam, please type the following code in the line below and press the Send button:
captcha

RSS News – Securities Fraud

  • Cioffi's $2 Million Redemption Factored Into Lawsuit Settlement, SEC Says
    Ralph Cioffi's $2 million redemption from a hedge fund and Matthew Tannin's $750000 retention bonus were used to determine how much the ex-Bear Stearns Cos. hedge- fund managers would pay to settle a securities-fraud lawsuit by the US Securities and ...See all stories on this topic » […]
  • Head of Oregon firm indicted in NYC in fraud case
    The president of an Oregon investment research firm has been indicted on securities fraud charges in New York City. The Associated Press No comments have been posted to this article. The president of an Oregon investment research firm has been indicted ...See all stories on this topic » […]
  • Legal Fees Mount at Fannie and Freddie
    In that time, $37 million has gone to three former Fannie Mae executives accused of securities fraud, according to the analysis by the inspector general of the Federal Housing Finance Agency, which oversees both companies. Acting as their conservator, ...See all stories on this topic »New York Times […]
  • Rajat Gupta Seeks Dismissal of One Securities Fraud Charge
    21 (Bloomberg) -- Rajat Gupta, the former Goldman Sachs Group Inc. director accused of insider trading as part of the Galleon Group LLC investigation, asked a federal judge to dismiss one of six securities fraud charges against him.See all stories on this topic » […]
  • Expert Networker John Kinnucan Indicted for Securities Fraud
    Kinnucan, 54, was charged in today's indictment with two counts of conspiracy and two counts of securities fraud in a scheme to obtain nonpublic information about technology companies for his clients that operated from 2008 to 2010.See all stories on this topic » […]
  • A Sane Explanation for Insane Behavior
    In addition to the civil case, Mr. Kinnucan was arrested and charged with one count of conspiracy to commit securities fraud, one count of conspiracy to commit wire fraud, and two counts of securities fraud. Insider trading appears to be an epidemic on ...See all stories on this topic » […]
  • Wheeler-dealer admits tax crimes
    Federal authorities have described the stock sale as a $60 million securities fraud scheme that allegedly duped investors in a venture to sell coal-gasification technology to China. Desender, 65, has already pleaded guilty to federal securities fraud ...See all stories on this topic » […]
  • Head of Oregon investment research firm indicted in NYC securities fraud case
    NEW YORK — The president of an Oregon investment research firm has been indicted on securities fraud charges in New York City. Federal prosecutors in Manhattan on Tuesday announced the indictment against John Kinnucan (kuh-NOO'-kun).See all stories on this topic » […]
  • Head of Oregon firm indicted in NYC in fraud case
    By AP | February 22, 2012 NEW YORK (AP) — The president of an Oregon investment research firm has been indicted on securities fraud charges in New York City. Federal prosecutors in Manhattan on Tuesday announced the indictment against John Kinnucan ...See all stories on this topic » […]
  • Rigrodsky & Long, P.A. Announces A Securities Fraud Class Action Lawsuit Has ...
    ... 2012 (the "Class Period"), alleging violations of the Securities Exchange Act of 1934 (the "Complaint"). If you wish to discuss this action or have any questions concerning this notice or your rights or interests, please contact Timothy J. MacFall, ...See all stories on this topic » […]

RSS SEC – Press Releases

  • SEC Charges Oregon-Based Expert Consulting Firm and Owner with Insider Trading in Technology Sector
    FOR IMMEDIATE RELEASE 2012-30 Washington, D.C., Feb. 17, 2012 — The Securities and Exchange Commission today charged John Kinnucan and his Portland, Oregon-based expert consulting firm Broadband Research Corporation with insider trading. The charges stem from the SEC’s ongoing investigation of insider trading involving expert networks. Additional Materials S […]
  • SEC Tightens Rules on Advisory Performance Fee Charges
    FOR IMMEDIATE RELEASE 2012-29 Washington, D.C., Feb. 15, 2012 — The Securities and Exchange Commission today announced it is tightening its rule on investment advisory performance fees to raise the net worth requirement for investors who pay performance fees, by excluding the value of the investor’s home from the net worth calculation. Additional Materials F […]
  • Director of L.A. Office Rosalind Tyson to Retire after 30 Years of SEC Service
    FOR IMMEDIATE RELEASE 2012-28 Washington, D.C., Feb. 13, 2012 — The Securities and Exchange Commission today announced that Rosalind Ramsey Tyson, Director of the SEC’s Los Angeles Regional Office, will retire at the end of March after 30 years of service with the agency. Ms. Tyson has led the Los Angeles office since 2007, overseeing the enforcement and exa […]
  • SEC Charges California Hedge Fund Manager Connected to Galleon Insider Trading Case
    FOR IMMEDIATE RELEASE 2012-27 Washington, D.C., Feb. 10, 2012 — The Securities and Exchange Commission today charged a hedge fund manager and his Menlo Park, Calif.-based firm for their involvement in the insider trading ring connected to Raj Rajaratnam and hedge fund advisory firm Galleon Management. Additional Materials SEC Complaint The SEC alleges that D […]
  • SEC Charges Former Pharmaceutical Company Employee with Insider Trading on Biotech Deals
    FOR IMMEDIATE RELEASE 2012-26 Washington, D.C., Feb. 9, 2012 — The Securities and Exchange Commission today charged that a former employee of Takeda Pharmaceuticals International, Inc. traded on inside information about the Japanese firm’s business alliances and corporate acquisitions. Additional Materials SEC Complaint Brent Bankosky, a former Senior Direct […]